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Robert Byron Richardson

Raymond James & Associates, Inc.

Providence, RI

North Smithfield, RI

CRD 5252670

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-17
RI RA APPROVED 2021-08-13
  • TX RA
    APPROVED
    Since 2021-08-17
  • RI RA
    APPROVED
    Since 2021-08-13

Branch Locations

100 Westminster Street Suite 1002, Providence, RI 02903 • United States

North Smithfield, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. New York NY 01/2015 08/2021
Morgan Stanley Providence MA 07/2013 08/2021
Raymond James & Associates, Inc Providence RI 08/2021 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
Mach1 Soccer Club North Smithfield RI 02/2026 Present
  • 01/2015 → 08/2021
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 07/2013 → 08/2021
    Morgan Stanley
    Providence, MA
  • 08/2021 → Present
    Raymond James & Associates, Inc
    Providence, RI
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 02/2026 → Present
    Mach1 Soccer Club
    North Smithfield, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-16
  • S66 Uniform Combined State Law Examination
    2008-09-16
Other Names
  • Robert Richardson
  • Robert Byron Richardson
  • Robert B Richardson

View on SEC IAPD

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