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Henry Albert Johnson

Morgan Stanley

Dallas, TX

Frisco, TX

CRD 5252085

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-21
MO RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2021-05-21
  • MO RA
    APPROVED
    Since 2009-06-01

Branch Locations

5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chesterfield MO 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 10/2018
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Chesterfield, MO
  • 01/2015 → 10/2018
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

*440429 - RHRL Legacy LLC; Investment related Yes; Little Elm, TX; Restaurant/Bar/Nightclub; Sole Proprietor/Owner, Partner (proprietor, partner, officer, director, employee, trustee, agent); July 2021; During business hours: 0; After business hours: 02; Passive owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-16
  • S66 Uniform Combined State Law Examination
    2007-02-16
Other Names
  • Henry Albert Johnson Iii

View on SEC IAPD

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