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Roxana Mirella Canales

Citigroup Global Markets Inc.

San Francisco, CA

San Francisco, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-12-26
NJ RA APPROVED 2016-02-10
  • CA RA
    APPROVED
    Since 2019-12-26
  • NJ RA
    APPROVED
    Since 2016-02-10

Branch Locations

San Francisco, CA • United States

Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank Na Miami FL 07/2013 Present
  • 07/2013 → Present
    Citibank Na
    Miami, FL
Previous Registrations
  • 2010-01-01 → 2011-06-14
    Ubs Financial Services Inc.
    New York, NY
    Weehawken, NJ
  • 2007-05-02 → 2010-01-01
    Ubs International Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-09
  • S66 Uniform Combined State Law Examination
    2016-02-09
Other Names
  • Roxana Canales

View on SEC IAPD

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