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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-03-16
  • TX RA
    APPROVED
    Since 2007-03-16

Branch Locations

800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 11/2006 Present
Bank Of America, N.A. Houston TX 12/2009 Present
Other Businesses

I*47751 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRESOS INVESTMENT RELATED: N ADDRESS OF BUSINESS: PO BOX 253, DANEVANG, TEXAS 77432 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 12/1/2008 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FARMING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-15
  • S66 Uniform Combined State Law Examination
    2007-03-15

View on SEC IAPD

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