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Liane Susan Kostakos

Wells Fargo Advisors Financial Network, LLC

Atlanta, GA

CRD 5251501

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-09-06
  • GA RA
    APPROVED
    Since 2022-09-06

Branch Locations

4353 Tilly Mill Rd Suite 225, Atlanta, GA 30360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dunwoody GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Dunwoody GA 11/2016 09/2022
Wells Fargo Advisors Financial Network, Llc Atlanta GA 09/2022 Present
Previous Registrations
  • 2008-10-08 → 2022-09-02
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Dunwoody, GA
    Roswell, GA
    Dunwoody, GA
    Atlanta, GA
    Dunwoody, GA
    Dunwoody, GA
    Atlanta, GA
    Dunwoody, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2007-01-05 → 2008-07-02
    Atlanta, GA
    St. Louis, MO
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-29
  • S66 Uniform Combined State Law Examination
    2006-12-29

View on SEC IAPD

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