Allann Cassio Marra

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-06-28
NY	RA	APPROVED	2021-04-06
NJ	RA	APPROVED	2015-07-01
TX	RA	APPROVED_RES	2015-06-27

FL RA
APPROVED

Since 2022-06-28
NY RA
APPROVED

Since 2021-04-06
NJ RA
APPROVED

Since 2015-07-01
TX RA
APPROVED_RES

Since 2015-06-27

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bayside	NY	06/2015	Present
Bank Of America, N.A.	Bayside	NY	08/2015	Present

06/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bayside, NY
08/2015 → Present

Bank Of America, N.A.

Bayside, NY

Previous Registrations

2012-10-01 → 2015-07-07

J.P. Morgan Securities Llc

Astoria, NY

Astoria, NY

Long Island City, NY

Sunnyside, NY

Long Island City, NY

Sunnyside, NY
2011-12-13 → 2012-10-01

Chase Investment Services Corp.

Long Island City, NY

Astoria, NY

Astoria, NY

Rego Park, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-10
S63	Uniform Securities Agent State Law Examination	2007-04-27

S66 Uniform Combined State Law Examination

2011-12-10
S63 Uniform Securities Agent State Law Examination

2007-04-27

View on SEC IAPD