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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-07-19 |
| ND | RA | APPROVED | 2023-07-19 |
Branch Locations
118 Elm Street, Spooner, WI 54801 • United States
4001 13Th Avenue Sw, Fargo, ND 58103 • United States
201 West James, Paynesville, MN 56362 • United States
120 North Mill Street, Fergus Falls, MN 56537 • United States
65 East Broadway, Little Falls, MN 56345 • United States
1302 Atlantic Avenue, Benson, MN 56215 • United States
3260 Veterans Blvd S Ste 208, Fargo, ND 58104 • United States
214 Atlantic Ave, Morris, MN 56267 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Fargo | ND | 08/2010 | Present |
| Bank Of The West | Fargo | ND | 08/2010 | Present |
| Lpl Financial Llc | Fargo | ND | 07/2023 | Present |
1. 05/19/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 05/19/2023 - Notary - State of Minnesota - Investment Related - At Reported Business Location(s) - Notary - Start Date 01/01/2011
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-17 |
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