Scott Ira Gutman

Current Employers

Employment History

• 01/2012 → Present
  Lpl Financial Llc
  Haddonfield, NJ
• 01/2012 → Present
  Private Advisor Group, Llc
  Haddonfield, NJ

Previous Registrations

• 2007-03-14 → 2012-01-30
  Edward Jones
  St Louis, MO
  Collingswood, NJ
  Riverton, NJ
  Mt Laurel, NJ

Other Businesses

1. 1/23/2012: SGI Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s). 2. 1/30/2012: Private Advisor Group, LLC - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - 25% Time Spent - (Hybrid) Provide asset management and financial planning for a fee. 3. 9/30/2016: SGI WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/01/2012 - 150 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services Private Advisor Group, an independent investment advisor firm. I started this business activity on 8/30/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 5/24/2017: EMA Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 06/01/2017 - 5 Hours Per Month/1 Hours During Securities Trading 5. 5/31/2017 - Not Investment Related - Home Based - Other - Author - Start 06/01/2017 - 5 Hours Per Month/1 Hours During Securities Trading - Book Author. 6. 1/8/2021 - On Board Solutions LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Started 02/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Purchasing a commercial condo with multiple conference rooms which will be renting out on a monthly and/or hourly basis. 7. 06/16/2025 - Not Investment Related - Other - Partnership with Ellen Kaufman/College Con - At Reported Business Location(s) - Start Date:07/01/2025 - 5 Hrs/Mth - 1 Hrs During Trading. 8. 01/26/2026 - Referral Income - Workplace HCM - Not Investment Related - Marlton, NJ - Start Date 01/17/2026 - 1 hour per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2007-03-08

Other Names

• Scott Gutman