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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-19
  • NC RA
    APPROVED
    Since 2024-02-19

Branch Locations

Lillington, NC • United States

304 W Broad St., Dunn, NC 28334 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
First Citizens Investor Serivces Raleigh NC 07/2014 02/2019
Infinex Investments, Inc. Meriden CT 02/2019 01/2024
First Bancorp Sanford NC 02/2019 01/2024
Cambridge Investment Research, Inc. Fairfield IA 02/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2024 Present
  • 07/2014 → 02/2019
    First Citizens Investor Serivces
    Raleigh, NC
  • 02/2019 → 01/2024
    Infinex Investments, Inc.
    Meriden, CT
  • 02/2019 → 01/2024
    First Bancorp
    Sanford, NC
  • 02/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2024 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2024, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 2) SCOTT SQUARED, 1000 KEITH HILLS RD LILLINGTON NC, 02/2018, OWNER, REAL ESTATE, NIR, 10 HR/MO 2 HR/MO TRADING 3) MELISSA SCOTT, POWELL AVE DUNN NC, 12/2023, W2 EMPLOYEE, FOOD/BEVERAGE SERVICES, NIR, 8 HR/MO 0 HR/MO TRADING 4) GODWIN WEALTH, 1000 KEITH HILLS RD LILLINGTON NC, 02/2024, PRESIDENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 15 HR/MO 10 HR/MO TRADING 5) MELISSA SCOTT/ SCOTT WEALTH DBA GODWIN WEALTH STRATEGIES, 1000 KEITH HILLS RD LILLINGTON NC, 02/2024, EMPLOYEE, INSURANCE/BENEFITS/RESOURCES, NIR, 15 HR/MO 10 HR/MO TRADING 6) EAST COAST HEMP, 105 West Broad Street, Dunn NC 28334, 06/2015, Owner, Agriculture, NIR, 0 HR/MO, 0 HR/MO TRADING. 7) DUNN COMMITTEE OF 100, 215 N Wilson Ave, Dunn NC 28334, United States, 09/25/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-08-05
S66 Uniform Combined State Law Examination 2007-01-18
  • S63 Uniform Securities Agent State Law Examination
    2009-08-05
  • S66 Uniform Combined State Law Examination
    2007-01-18
Designations
  • Certified Financial Planner
Other Names
  • Melissa Dawn Godwin
  • Melissa Scott

View on SEC IAPD

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