Caitlin J Kauke

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2011-07-26

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2011-07-26

Branch Locations

Rockville Centre, NY • United States

200 S. Biscayne Blvd., Miami, FL 33131 • United States

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Garden City	NY	07/2014	Present

07/2014 → Present

Morgan Stanley

Garden City, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-22

S66 Uniform Combined State Law Examination

2007-12-22

Other Names

Caitlin J Wheeler

View on SEC IAPD