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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-01-06 |
| TX | RA | APPROVED_RES | 2014-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 08/2008 | 10/2018 |
| Charles Schwab Bank | Lone Tree | CA | 08/2012 | 10/2018 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 01/2008 | Present |
| Charles Schwab Investment Advisory, Inc. | Lone Tree | CO | 01/2020 | 12/2021 |
| Charles Schwab Trust Bank | Lone Tree | CO | 12/2021 | 01/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-26 |
| S65 | Uniform Investment Adviser Law Examination | 2001-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-26 |
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