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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 01/2014 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 02/2017 | 08/2022 |
| Bank Of America, N.A. | Dallas | TX | 02/2017 | 08/2022 |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 08/2022 | Present |
| J.P. Morgan Securities Llc | Plano | TX | 08/2022 | Present |
| Ramon M Gaytan | Dallas | TX | 08/2006 | Present |
Name of outside business organization: Ramon M Gaytan Investment related (Y/N): Y Address of business: 5740 Martel Ave, Unit A18, DALLAS, TX 75206 Nature of business: Rental Property Position, title, association: Owner Start date of relationship: 8/01/2006 Number of hours devoted: 1 Number of hours devoted during trading hours: 0 Duties: Upkeep of condo that is a rental property. Take rent, pay mortgage, HOA fees, and taxes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-20 |
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