Thomas Castrovinci

Employer firm

Gradient Advisors, LLC CRD 152665

$289M regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 07/2018
  Strategies For Wealth
  White Plains, NY
• 07/2006 → 01/2018
  Guardian Life Insurance Co
  White Plains, NY
• 02/2007 → 07/2018
  Park Avenue Securities
  White Plains, NY
• 08/2018 → 12/2022
  Woodbury Financial Services Inc
  Poughquag, NY
• 01/2023 → 12/2024
  Mml Investors Services, Llc
  Syosset, NY
• 01/2023 → 02/2025
  Massmutual Life Insurance Company
  Syosset, NY
• 03/2025 → Present
  Gradient Advisors, Llc
  Arden Hills, MN

Previous Registrations

• 2023-02-07 → 2024-12-31
  Mml Investors Services, Llc
  Woodbury, NY
  Mahopac, NY
• 2018-08-01 → 2022-12-31
  Woodbury Financial Services, Inc.
  Poughkeepsie, NY
  Mahopac, NY
• 2017-05-17 → 2018-08-09
  Park Avenue Securities Llc
  Rye Brook, NY

Other Businesses

1. Thomas Castrovinci | Investment Related | Mahopac NY | Financial Planning | Owner| Investment Advisor Representative | 03/2025 | 160hrs/mo | 160hrs/mo during trading | Advisory and Insurance Services 2. Notary Public | Not Investment Related | Mahopac NY | Notary | 1987 | 1hr/mo outside of trading | Notary Services 3. Knights of Columbus | Not Investment Related | Mahopac NY | Non Profit | Treasurer | Member | 2019 | 10hrs/mo outside of trading | Accounting for the chapter

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-10
• S63 Uniform Securities Agent State Law Examination
  2007-04-18

Other Names

• Tom Castrovinci