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4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-12 |
Branch Locations
2211 Michelson Drive Suite 470, Irvine, CA 92612 • United States
4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp Broker-Dealer Inc. | Buena Park | CA | 06/2016 | 11/2017 |
| Adp Llc | Buena Park | CA | 06/2016 | 11/2017 |
| Axa Advisors, Llc | New York | NY | 11/2017 | 06/2020 |
| Burnham Gibson Wealth Advisors | Irvine | CA | 11/2017 | 03/2021 |
| Equitable Advisors, Llc | New York | NY | 11/2017 | Present |
| Burnham Gibson Wealth Advisors, Llc | Irvine | CA | 01/2021 | 10/2024 |
| The Baldwin Group Wealth Advisors, Llc | Tampa | FL | 10/2024 | Present |
1. The Baldwin Group Wealth Advisors, LLC (Investment Related - Retirement Consultant-Investment Adviser Representative 2050 Main Street, Suite 510, Irvine, CA 92614 One hundred sixty (plus) hours per month - One hundred twenty hours during securities trading hours (Employee of parent company The Baldwin Insurance Group, Inc. (through subsidiary The Baldwin Group Financial Services Holdings, LLC) [grouped under The Baldwin Group]. 2. Equitable Advisors, LLC Investment related-Registered Representative New York, New York Twenty hours during securities trading hours 3. Trustee for personal trust Non-Investment Related Five hours per month 4. The Call Collective. Non-Investment related Rancho Mission Viejo, CA, non-active partner (50%) Interior Design Consultation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-10 |
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