Matthew C Ponder

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → 11/2023
  Pfs Investments Inc.
  Shreveport, LA
• 09/2006 → 11/2023
  Primerica Financial Services
  Shreveport, LA
• 11/2023 → Present
  Lpl Financial, Llc
  Shreveport, LA

Previous Registrations

• 2011-08-08 → 2023-11-15
  Pfs Investments Inc.
  Shreveport, LA
  Shreveport, LA

Other Businesses

1)11/14/2023 - Cornerstone Investment Strategies, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 2)11/14/2023 - BMW LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 08/2017 - 1 Hr/Mth 3)11/14/2023 - P5 LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 11/2021 - 1 Hr/Mth 4)11/15/2023 - Norris Ferry Community church - Non Inv Related - Shreveport, LA - Non-Profit Board Member - Start Date: 5/1/2022 - 15 Hrs/Mo; 0 During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-22
• S63 Uniform Securities Agent State Law Examination
  2007-11-07