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Eric S Hickok

Hickok Advisory, LLC

Campbell, CA

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Current Employers
Hickok Advisory, Llc

2110 S Bascom Ave Suite 103, Campbell, CA 95008 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-02
  • CA RA
    APPROVED
    Since 2025-04-02

Branch Locations

2110 S Bascom Ave Suite 103, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hickok Advisory, Llc San Jose CA 02/2025 Present
Hickok Advisory, Llc San Jose CA 10/2024 Present
Hickok Tax Law San Jose CA 05/2024 Present
Hickok Tax San Jose CA 11/2021 Present
Hickok Real Estate San Jose CA 09/2015 Present
Hickok Toombs, Llp San Jose CA 03/2021 12/2022
Hickok Mortgage San Jose CA 09/2021 12/2021
Waterman And Associates San Jose CA 08/2020 11/2021
Wells Fargo San Jose CA 12/2013 12/2016
  • 02/2025 → Present
    San Jose, CA
  • 10/2024 → Present
    San Jose, CA
  • 05/2024 → Present
    Hickok Tax Law
    San Jose, CA
  • 11/2021 → Present
    Hickok Tax
    San Jose, CA
  • 09/2015 → Present
    Hickok Real Estate
    San Jose, CA
  • 03/2021 → 12/2022
    Hickok Toombs, Llp
    San Jose, CA
  • 09/2021 → 12/2021
    Hickok Mortgage
    San Jose, CA
  • 08/2020 → 11/2021
    Waterman And Associates
    San Jose, CA
  • 12/2013 → 12/2016
    Wells Fargo
    San Jose, CA
Previous Registrations
Other Businesses

Hickok Tax Law; Attorney; 05/2024; Campbell, CA; not investment related; 10 hours/month, 0 during securities trading; Nature of business law Hickok Tax; President; 11/2021; San Jose, CA; not investment related; 100 hours/month, 50 during securities trading; Nature of business tax Hickok Real Estate; Realtor; 09/2015; San Jose, CA; investment related; 5 hours/month, 0 during securities trading; Nature of business tax

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-07
S66 Uniform Combined State Law Examination 2019-06-04
  • S65 Uniform Investment Adviser Law Examination
    2024-10-07
  • S66 Uniform Combined State Law Examination
    2019-06-04

View on SEC IAPD

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