Best Investors Account Sign in
Inactive

Melissa Nicole Osika

Herr Capital Management LLC

Chicago, IL

Claim This Profile
Current Employers
Herr Capital Management Llc

10231 S. Western Avenue Suite 1A, Chicago, IL 60643 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-09-16
TX RA APPROVED_RES 2019-04-04
IL RA APPROVED 2017-01-04
  • PA RA
    APPROVED
    Since 2022-09-16
  • TX RA
    APPROVED_RES
    Since 2019-04-04
  • IL RA
    APPROVED
    Since 2017-01-04

Branch Locations

10231 S. Western Avenue Suite 1A, Chicago, IL 60643 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network Burr Ridge IL 09/2012 12/2016
Ssn Advisory, Inc Burr Ridge IL 02/2014 12/2016
American Portfolios Financial Services, Inc. Holbrook NY 01/2017 Present
Herr Capital Management Llc Chicago IL 01/2017 Present
  • 09/2012 → 12/2016
    Securities Service Network
    Burr Ridge, IL
  • 02/2014 → 12/2016
    Ssn Advisory, Inc
    Burr Ridge, IL
  • 01/2017 → Present
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 01/2017 → Present
    Chicago, IL
Previous Registrations
  • 2014-02-18 → 2016-12-31
    Ssn Advisory, Inc.
    Burr Ridge, IL
  • 2007-02-21 → 2012-09-06
    Waddell & Reed
    Lisle, IL
Other Businesses

1)Herr Capital Management, LLC. 10231 South Western Ave, Suite 1, Chicago, IL 60643 Melissa is an investment advisory representative for Herr Capital Management, LLC. Herr Capital Management, LLC is a registered investment advisor providing fee based asset management, investment advisory and financial planning services. Approximately 75% to 80% of her time is spent on investment advisory business. She is available during office and market hours for any request related to broker-dealer and/or other business activities. 2)Melissa N. Osika - Insurance Agent. Melissa is a licensed insurance agent located at 10231 South Western Ave, Suite 1, Chicago, IL 60643 . She offers life, health, disability, long term care and fixed annuities. Non-investment related. Approximately 10-20% of her time is spent on insurance related activities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-20
S63 Uniform Securities Agent State Law Examination 2006-12-13
  • S65 Uniform Investment Adviser Law Examination
    2007-02-20
  • S63 Uniform Securities Agent State Law Examination
    2006-12-13
Other Names
  • Melissa Nicole Bubash
  • Melissa Nicole Bubash
  • Melissa Osika
  • Melissa Nicole Osika
  • Melissa Nicole Osika

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor