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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-10
  • MO RA
    APPROVED
    Since 2023-08-10

Branch Locations

5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States

Frontenac, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 11/2006 08/2023
Minnesota Life Insurance Company St. Paul MN 11/2006 08/2023
Renaissance Financial St. Louis MO 11/2006 Present
R.F. Brokerage St Louis MO 01/2007 Present
Coop Insurance Agency Inc. San Diego CA 01/2007 Present
Cetera Wealth Services, Llc St. Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Renaissance Financial St Louis MO 09/2007 Present
  • 11/2006 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 11/2006 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 11/2006 → Present
    Renaissance Financial
    St. Louis, MO
  • 01/2007 → Present
    R.F. Brokerage
    St Louis, MO
  • 01/2007 → Present
    Coop Insurance Agency Inc.
    San Diego, CA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
  • 09/2007 → Present
    Renaissance Financial
    St Louis, MO
Previous Registrations
  • 2007-01-29 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: November 2006 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: November 2006 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-14
  • S66 Uniform Combined State Law Examination
    2006-12-14
Designations

View on SEC IAPD

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