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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2009-01-02 |
Branch Locations
21 Platform Way South Suite 2500, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Nashville | TN | 01/2008 | Present |
| Raymond James Financial Services Advisors, Inc | Nashville | TN | 01/2009 | Present |
| Pinnacle Bank | Nashville | TN | 01/2008 | Present |
(1)Name of Business: Address: 1427 Willowbrooke Circle, Franklin, TN, 37069, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/31/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own real estate that is leased to tenants. (2)Name of Business: Davis Address: 1427 Willowbrooke Circle, Franklin, TN, 37069, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 07/10/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve as Co-Trustee along with my brother and mother. (3)Name of Business: Pinnacle Asset Management Address: 150 3rd Ave S Ste 700, Nashville, TN, 37201-2034, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/06/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Licensed banker associate/Trust Manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-06 |
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