Mark Nicholas Lontchar

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-12-22
TX	RA	APPROVED	2020-12-21

FL RA
APPROVED

Since 2020-12-22
TX RA
APPROVED

Since 2020-12-21

Branch Locations

Naples, FL • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	St. Petersburg	FL	08/2014	04/2019
Cape Securities, Inc.	Mcdonough	GA	04/2019	02/2020
Lpl Financial Llc	Tampa	FL	02/2020	04/2021
Lpl Financial	Tampa	FL	04/2021	Present

08/2014 → 04/2019

Raymond James Financial Services, Inc.

St. Petersburg, FL
04/2019 → 02/2020

Cape Securities, Inc.

Mcdonough, GA
02/2020 → 04/2021

Lpl Financial Llc

Tampa, FL
04/2021 → Present

Lpl Financial

Tampa, FL

Other Businesses

1)2/28/20- Staib Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Plano, TX- 100%. 2) 5/22/2020 - Silver Sail Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/18/2020 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-12-18
S63	Uniform Securities Agent State Law Examination	2008-12-01

S65 Uniform Investment Adviser Law Examination

2020-12-18
S63 Uniform Securities Agent State Law Examination

2008-12-01

Other Names

Mark Nicholas Lontchar Jr
Mark Nicholas Lontchar

View on SEC IAPD