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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-14
  • NC RA
    APPROVED
    Since 2023-11-14

Branch Locations

240 Leigh Farm Rd Ste 400, Durham, NC 27707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fund Direct Advisors, Inc. Greensboro NC 10/2013 10/2023
Intercarolina Financial Sevices, Inc. Greensboro NC 10/2013 10/2023
Stanley Benefit Services, Inc. Greensboro NC 10/2013 05/2021
James Huckabee Durham NC 10/2023 Present
Northwestern Mutual Investment Services, Llc Durham NC 11/2023 Present
Previous Registrations
Other Businesses

BICE Holdings, LLC DBA Passport Auto Leasing, LLC. NOT Investment related. 3807 Churchill Cir. Durham NC 27707 Automobile leasing Member March 2018 10-15 hours a month (on weekends and evenings) 0 hours during trading hours Oversee all operations of the business. SJCC Property Management LLC NOT investment related. 3807 Churchill Cir Durham NC 27707 Vacation rental property located in Wintergreen VA. Wintergreen Ski Resort Management Company handles all aspects of the operation (booking, cleaning, coordination of repairs, book keeping, etc.) Member October 2022 5-8 hours/month 0 hours during trading hours I am a co member of the LLC, which owns the property that is used for rental purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-27
S63 Uniform Securities Agent State Law Examination 2007-02-08
  • S65 Uniform Investment Adviser Law Examination
    2007-02-27
  • S63 Uniform Securities Agent State Law Examination
    2007-02-08
Other Names
  • Craven Elkins Lowe
  • Craven E Lowe

View on SEC IAPD

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