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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fund Direct Advisors, Inc. | Greensboro | NC | 10/2013 | 10/2023 |
| Intercarolina Financial Sevices, Inc. | Greensboro | NC | 10/2013 | 10/2023 |
| Stanley Benefit Services, Inc. | Greensboro | NC | 10/2013 | 05/2021 |
| James Huckabee | Durham | NC | 10/2023 | Present |
| Northwestern Mutual Investment Services, Llc | Durham | NC | 11/2023 | Present |
BICE Holdings, LLC DBA Passport Auto Leasing, LLC. NOT Investment related. 3807 Churchill Cir. Durham NC 27707 Automobile leasing Member March 2018 10-15 hours a month (on weekends and evenings) 0 hours during trading hours Oversee all operations of the business. SJCC Property Management LLC NOT investment related. 3807 Churchill Cir Durham NC 27707 Vacation rental property located in Wintergreen VA. Wintergreen Ski Resort Management Company handles all aspects of the operation (booking, cleaning, coordination of repairs, book keeping, etc.) Member October 2022 5-8 hours/month 0 hours during trading hours I am a co member of the LLC, which owns the property that is used for rental purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-08 |
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