Andrew Clay Thacker

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2010-02-22
TX	RA	APPROVED_RES	2009-10-12
KY	RA	APPROVED	2005-10-04
IN	RA	APPROVED	2003-10-21

TN RA
APPROVED

Since 2010-02-22
TX RA
APPROVED_RES

Since 2009-10-12
KY RA
APPROVED

Since 2005-10-04
IN RA
APPROVED

Since 2003-10-21

Branch Locations

8859 High Pointe Dr, Newburgh, IN 47630-7964 • United States

20 E Camp Ground Rd, Evansville, IN 47710 • United States

Boonville, IN • United States

110 E Locust St, Dale, IN 47523-8985 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Newburgh	IN	09/2005	03/2020
Ameriprise Financial Services, Llc	Newburgh	IN	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Newburgh, IN
03/2020 → Present

Ameriprise Financial Services, Llc

Newburgh, IN

Other Businesses

Business Ownership; BNR Properties, LLC; Co-owner; LLC is set up for real estate holding purposes.; 8859 High Pointe Dr., , Newburgh, N/A, 47630; Not Investment-Related; 03/01/2012; 1 to 9 hours per month; 0 during trading hours / Operations Management Group; Owner; Manage Ameriprise Business; 8859 High Pointe Dr., , Newburgh, IN, 47630; Investment-Related; 01/01/2013; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Newburgh Police Foundation; Member; 527 State St, , Newburgh, IN, 47630; Not Investment-Related; 10/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Operations Management Group; Owner; Manage advisory business; 8859 High Pointe Dr., , Newburgh, IN, 47630; Investment-Related; 01/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-03-20

S66 Uniform Combined State Law Examination

2000-03-20

View on SEC IAPD