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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-05-07
  • MN RA
    APPROVED
    Since 2026-05-07

Branch Locations

Annandale, MN • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions Saint Paul MN 06/2015 11/2025
Transamerica Investors Securities Corporation St. Paul MN 06/2015 11/2025
Transamerica Life Insurance Company Annandale MN 05/2026 Present
Transamerica Investors Securities, Llc Annandale MN 05/2026 Present
Unemployed Annandale MN 11/2025 05/2026
  • 06/2015 → 11/2025
    Transamerica Retirement Solutions
    Saint Paul, MN
  • 06/2015 → 11/2025
    Transamerica Investors Securities Corporation
    St. Paul, MN
  • 05/2026 → Present
    Transamerica Life Insurance Company
    Annandale, MN
  • 05/2026 → Present
    Transamerica Investors Securities, Llc
    Annandale, MN
  • 11/2025 → 05/2026
    Unemployed
    Annandale, MN
Previous Registrations
Other Businesses

Sheets LLC. The EIN is 86-1591732. The business is not investment related. The physical address for the storage sheds is 5355 Eagle Lane, Browns Valley, MN 56219. My personal address is listed as mailing for Sheets LLC, which is 9142 Kimball Ave. NW, Annandale, MN 55302. The land is located near Lake Traverse which is near Wheaton and Browns Valley MN. The nature of the business is storage sheds. I am an owner. We anticipate less than 10 hours per month. I will not devote any hours during securities trading hours. My duties include helping manage all aspects of the storage sheds.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-30
S63 Uniform Securities Agent State Law Examination 2006-12-18
  • S66 Uniform Combined State Law Examination
    2015-06-30
  • S63 Uniform Securities Agent State Law Examination
    2006-12-18

View on SEC IAPD

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