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Sammie James Baker

Civitas Financial LLC

Indianapolis, IN

Fort Mill, SC

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Current Employers
Civitas Financial Llc

7820 Innovation Blvd Ste 225, Indianapolis, IN 46278 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-05-02
  • SC RA
    APPROVED
    Since 2026-05-02

Branch Locations

7820 Innovation Blvd Ste 225, Indianapolis, IN 46278 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gradient Advisors Llc Arden Hills MN 09/2021 12/2022
American Insurance Marketing Solutions Charlotte NC 02/2009 Present
Gradient Advisors Llc Arden Hills MN 02/2023 03/2024
Civitas Financial Llc Indianapolis IN 04/2026 Present
Previous Registrations
Other Businesses

1. American Insurance Marketing Solutions; Investment Related; Charlotte, NC; Life & Health Insurance Sales; Manager/ Insurance Agent; 02/2009; 120/ HRS MO; 120/ HRS MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-03
S63 Uniform Securities Agent State Law Examination 2000-05-04
  • S65 Uniform Investment Adviser Law Examination
    2019-09-03
  • S63 Uniform Securities Agent State Law Examination
    2000-05-04
Other Names
  • Sam Baker
  • Sammie J Baker

View on SEC IAPD

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