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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-08 |
| FL | RA | APPROVED | 2021-09-09 |
Branch Locations
3109 W Dr. Martin Luther King Jr. Blvd Suite 600, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Templeton Distributors, Inc. | Saint Petersburg | FL | 11/2006 | 04/2018 |
| Fisher Investments | Tampa | FL | 07/2021 | Present |
| Unemployed | Saint Petersburg | FL | 08/2020 | 07/2021 |
| Franklin Templeton Distributors, Inc. | Saint Petersburg | FL | 04/2018 | 07/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-19 |
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