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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-04-19
  • MD RA
    APPROVED
    Since 2016-04-19

Branch Locations

6500 Rock Spring Dr Suite 410, Bethesda, MD 20817 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Baltimore MD 11/2009 Present
Kestra Investment Services, Llc Bethesda MD 11/2013 Present
Kestra Advisory Services, Llc Bethesda MD 04/2016 Present
  • 11/2009 → Present
    Metlife Securities Inc.
    Baltimore, MD
  • 11/2013 → Present
    Kestra Investment Services, Llc
    Bethesda, MD
  • 04/2016 → Present
    Bethesda, MD
Previous Registrations
  • 2009-12-14 → 2013-12-13
    Msi Financial Services, Inc.
    Elkridge, MD
  • 2009-11-13 → 2009-12-14
    Baltimore, MD
  • 2008-09-16 → 2009-09-14
    Osaic Fa, Inc.
    Olney, MD
    Fort Wayne, IN
  • 2007-01-30 → 2008-06-20
    Osaic Fa, Inc.
    Frederick, MD
Other Businesses

Name: 1099 Model/Actor Investment Related: No Address: 2723 Harris Lane Baltimore MD 21224 NOB: Other Other/None of the Above modeling/acting Position: Contract modeling and acting jobs Start Date: 1/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: modeling/acting Name: NFP Investment Related: Yes Address: 6500 Rock Spring Drive Suite 500 Bethesda MD 20817 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position: CFP Start Date: 11/30/2013 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I work with our retirement plan division and I do our personal financial plans and work with individuals mainly. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: The Meltzer Group, Inc. (TMG) Investment Related: No Address: 6500 Rock Spring Drive Suite 500 Bethesda MD 20817 NOB: Insurance Position, Title or Relationship: CFP Start Date: 11/18/2013 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Bringing in and managing insurance business Name: Best Loan Choice Inc Investment Related: No Address: 1529 Light St., Unit A Baltimore MD 21230 NOB: Loan/Mortgage/Lending Related Position, Title or Relationship: Mortgage Consultant Start Date: 6/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I would be advising clients with the new license expertise on their mortgage choice/options/payment schedules/etc Name: OC 45TH ST RENTAL PROPERTY POSITION: Co-Owner with Wife NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 4407 Atlantic Ave, Unit 3M, Baltimore MD 21224 DESCRIPTION: none, management company handles everything Name: QUOTACY POSITION: Financial Planner NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/16/2023 ADDRESS: 3611 Fleet Street, Baltimore MD 21224 DESCRIPTION: Help the client pick the correct term life insurance Name: SHOPRIGHT INSURANCE POSITION: CEO NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 5 START DATE: 12/19/2025 ADDRESS: 3611 Fleet Street, BALTIMORE MD 21224, United States DESCRIPTION: To provide an outlet for clients to shop their P&C coverages across a multitude of insurance carriers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-29
  • S66 Uniform Combined State Law Examination
    2007-01-29
Designations

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