Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-16
  • MN RA
    APPROVED
    Since 2014-01-16

Branch Locations

Chanhassen, MN • United States

222 S 9Th St Ste 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Minnetonka MN 10/2006 Present
Principal Securities Inc Minneapolis MN 11/2006 Present
  • 10/2006 → Present
    Principal Life Insurance Company
    Minnetonka, MN
  • 11/2006 → Present
    Minneapolis, MN
Other Businesses

PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 222 S. 9th St., Minneapolis MN 55402, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-07-23
  • S63 Uniform Securities Agent State Law Examination
    2010-07-23
Other Names
  • Melissa Ann Sommerlot
  • Missy Sommerlot
  • Missy Bitting
  • Melissa Ann Sommerlot

View on SEC IAPD

More in Chanhassen, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor