Robert Stephen Moses

Employer firm

The Fiduciary Alliance CRD 284924

$2.53B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2000 → 10/2020
  Hornor Townsend And Kent, Inc
  Atlanta, GA
• 10/2020 → Present
  Altum Wealth Alliance/Fidicuary Alliance
  Greenville, SC
• 11/2020 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2005-01-05 → 2020-10-05
  Hornor, Townsend & Kent, Llc
  Woodstock, GA
  Atlanta, GA

Other Businesses

1) 1. Fiduciary Alliance d/b/a Altum Wealth Alliance 2. Investment related 3. See Registered Branch Location 4. Member of the Fiduciary Alliance 5. Member 6. 10/2020 7. 120 hrs/mo 8. 100 hrs during trading 9. I act as an IAR for the Fiduciary Alliance RIA, investment and retirement planning. 2) 1. Fixed Insurance 2. Not investment related 3. 511 Rhett St. Suite 2A, Greenville, SC 29601 4. Fixed / Traditional Insurance 5. Agent 6. 10/2020 7. 4 hrs/mo 8. 4 4 hrs during trading 9. Sales of fixed / traditional insurance products 3) 1. PKS Financial 2. Not investment related 3. 80 State St. Albany, NY 12207 4. Fixed / Traditional Insurance 5. Agent 6. 10/2020 7. 4 hrs/mo 8. 4 hrs during trading 9. Sales of fixed / traditional insurance

Exams

• S66 Uniform Combined State Law Examination
  2001-11-13
• S63 Uniform Securities Agent State Law Examination
  2000-05-04