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135 S Main St Suite 600, Greenville, SC 29601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-04-01 |
| GA | RA | APPROVED | 2020-12-23 |
Branch Locations
6000 Fairview Rd Suite 1200, Charlotte, NC 28210 • United States
135 S Main St Suite 600, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend And Kent, Inc | Atlanta | GA | 06/2000 | 10/2020 |
| Altum Wealth Alliance/Fidicuary Alliance | Greenville | SC | 10/2020 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 11/2020 | Present |
1) 1. Fiduciary Alliance d/b/a Altum Wealth Alliance 2. Investment related 3. See Registered Branch Location 4. Member of the Fiduciary Alliance 5. Member 6. 10/2020 7. 120 hrs/mo 8. 100 hrs during trading 9. I act as an IAR for the Fiduciary Alliance RIA, investment and retirement planning. 2) 1. Fixed Insurance 2. Not investment related 3. 511 Rhett St. Suite 2A, Greenville, SC 29601 4. Fixed / Traditional Insurance 5. Agent 6. 10/2020 7. 4 hrs/mo 8. 4 4 hrs during trading 9. Sales of fixed / traditional insurance products 3) 1. PKS Financial 2. Not investment related 3. 80 State St. Albany, NY 12207 4. Fixed / Traditional Insurance 5. Agent 6. 10/2020 7. 4 hrs/mo 8. 4 hrs during trading 9. Sales of fixed / traditional insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-04 |
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