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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-06-24
TX RA APPROVED 2022-06-24
  • IL RA
    APPROVED
    Since 2022-06-24
  • TX RA
    APPROVED
    Since 2022-06-24

Branch Locations

26 W Countryside Pkwy, Yorkville, IL 60560 • United States

711 South Westmore-Meyers Road, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mb Financial Oak Brook IL 03/2010 05/2019
Cetera Investment Services Llc St.CLoud MN 08/2012 05/2019
Cetera Investment Advisers Llc Oak Brook IL 01/2014 05/2019
Cetera Investment Services Llc St. Cloud MN 08/2014 04/2019
Mb Financial Bank Niles IL 08/2014 04/2019
Cetera Investment Advisers Llc Niles IL 08/2014 04/2019
Fifth Third Bank Niles IL 05/2019 10/2020
Fifth Third Securities Niles IL 05/2019 10/2020
Lpl Financial Llc Yorkville IL 11/2020 06/2022
Old Second National Bank Yorkville IL 11/2020 Present
Old Second Wealth Management Yorkville IL 05/2018 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2022 Present
Thai Triad Inc Aurora IL 06/2025 Present
  • 03/2010 → 05/2019
    Mb Financial
    Oak Brook, IL
  • 08/2012 → 05/2019
    Cetera Investment Services Llc
    St.CLoud, MN
  • 01/2014 → 05/2019
    Oak Brook, IL
  • 08/2014 → 04/2019
    Cetera Investment Services Llc
    St. Cloud, MN
  • 08/2014 → 04/2019
    Mb Financial Bank
    Niles, IL
  • 08/2014 → 04/2019
    Niles, IL
  • 05/2019 → 10/2020
    Fifth Third Bank
    Niles, IL
  • 05/2019 → 10/2020
    Fifth Third Securities
    Niles, IL
  • 11/2020 → 06/2022
    Yorkville, IL
  • 11/2020 → Present
    Old Second National Bank
    Yorkville, IL
  • 05/2018 → Present
    Old Second Wealth Management
    Yorkville, IL
  • 06/2022 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2022 → Present
    Schaumburg, IL
  • 06/2025 → Present
    Thai Triad Inc
    Aurora, IL
Previous Registrations
  • 2020-11-10 → 2022-07-29
    Aurora, IL
    Frankfort, IL
    St. Charles, IL
    Chicago, IL
    Aurora, IL
    Joliet, IL
    Chicago, IL
    Batavia, IL
    Aurora, IL
    Aurora, IL
    Aurora, IL
    Chicago, IL
    Madison, WI
    Yorkville, IL
    Yorkville, IL
    Yorkville, IL
    Kaneville, IL
    Yorkville, IL
    Wasco, IL
    Lisle, IL
    Elgin, IL
    Oswego, IL
    Ottawa, IL
    Burlington, IL
    Elburn, IL
    Chicago Heights, IL
    Plano, IL
    Sycamore, IL
    Sugar Grove, IL
    Bensenville, IL
    Aurora, IL
  • 2019-06-03 → 2020-10-30
    Evanston, IL
    Skokie, IL
    Niles, IL
    Niles, IL
    Niles, IL
    Chicago, IL
  • 2014-01-21 → 2019-05-31
    Oak Brook, IL
  • 2013-01-28 → 2014-01-21
    Cetera Investment Services Llc
    Oak Brook, IL
    Niles, IL
    Mt. Prospect, IL
Other Businesses

1) SARZ, LLC, INVESTMENT RELATED, OWNER RENTAL PROPERTY, 2H/WEEK, SINCE 05/2018 2) OLD SECOND WEALTH MANAGEMENT, INVSTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, FINANCIAL PROFESSIONAL, DBA FOR INVESTMENTS, 40H/WEEK, SINCE 05/2018 3) NAME OF OTHER BUSINESS: THAI TRIAD INC; INVESTMENT RELATED: NO; ADDRESS: 4400 MCCOY DR, UNIT 122, AURORA, IL 60504; NATURE OF BUSINESS: RESTAURANT; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HANDLE MARKETING AND ADVERTISING FOR RESTAURANT;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-02-26
S65 Uniform Investment Adviser Law Examination 2012-12-29
  • S63 Uniform Securities Agent State Law Examination
    2015-02-26
  • S65 Uniform Investment Adviser Law Examination
    2012-12-29

View on SEC IAPD

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