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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-06-24 |
| TX | RA | APPROVED | 2022-06-24 |
Branch Locations
26 W Countryside Pkwy, Yorkville, IL 60560 • United States
711 South Westmore-Meyers Road, Lombard, IL 60148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mb Financial | Oak Brook | IL | 03/2010 | 05/2019 |
| Cetera Investment Services Llc | St.CLoud | MN | 08/2012 | 05/2019 |
| Cetera Investment Advisers Llc | Oak Brook | IL | 01/2014 | 05/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 08/2014 | 04/2019 |
| Mb Financial Bank | Niles | IL | 08/2014 | 04/2019 |
| Cetera Investment Advisers Llc | Niles | IL | 08/2014 | 04/2019 |
| Fifth Third Bank | Niles | IL | 05/2019 | 10/2020 |
| Fifth Third Securities | Niles | IL | 05/2019 | 10/2020 |
| Lpl Financial Llc | Yorkville | IL | 11/2020 | 06/2022 |
| Old Second National Bank | Yorkville | IL | 11/2020 | Present |
| Old Second Wealth Management | Yorkville | IL | 05/2018 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2022 | Present |
| Thai Triad Inc | Aurora | IL | 06/2025 | Present |
1) SARZ, LLC, INVESTMENT RELATED, OWNER RENTAL PROPERTY, 2H/WEEK, SINCE 05/2018 2) OLD SECOND WEALTH MANAGEMENT, INVSTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, FINANCIAL PROFESSIONAL, DBA FOR INVESTMENTS, 40H/WEEK, SINCE 05/2018 3) NAME OF OTHER BUSINESS: THAI TRIAD INC; INVESTMENT RELATED: NO; ADDRESS: 4400 MCCOY DR, UNIT 122, AURORA, IL 60504; NATURE OF BUSINESS: RESTAURANT; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HANDLE MARKETING AND ADVERTISING FOR RESTAURANT;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-02-26 |
| S65 | Uniform Investment Adviser Law Examination | 2012-12-29 |
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