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Wesley Hammond Lacey

Ameriprise Financial Services, LLC

Germantown, TN

CRD 5247773

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-07-07
AR RA APPROVED 2025-07-07
MS RA APPROVED 2025-07-07
TN RA APPROVED 2018-08-14
  • AL RA
    APPROVED
    Since 2025-07-07
  • AR RA
    APPROVED
    Since 2025-07-07
  • MS RA
    APPROVED
    Since 2025-07-07
  • TN RA
    APPROVED
    Since 2018-08-14

Branch Locations

Germantown, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 08/2013 02/2017
Revolution Partners, Llc Memphis TN 02/2017 07/2018
Ameriprise Financial Services, Inc. Germantown TN 07/2018 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
Other Businesses

Board of Directors; Financial Advisory Commission; Member; 1930 S Germantown Rd, , Germantown, TN, 38138; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-22
  • S66 Uniform Combined State Law Examination
    2008-09-22
Designations
  • Certified Financial Planner

View on SEC IAPD

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