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Matthew H Wu

Mai Capital Management, LLC

Madison, CT

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-05
  • CT RA
    APPROVED
    Since 2022-04-05

Branch Locations

90 Wall Street, Madison, CT 06443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Llbh Private Wealth Management, Llc Westport CT 07/2013 05/2018
Brenton Point Wealth Advisors Llc New York NY 10/2018 03/2022
Unemployed Weston CT 05/2018 10/2018
Mai Capital Management Llc Madison CT 03/2022 Present
  • 07/2013 → 05/2018
    Llbh Private Wealth Management, Llc
    Westport, CT
  • 10/2018 → 03/2022
    Brenton Point Wealth Advisors Llc
    New York, NY
  • 05/2018 → 10/2018
    Unemployed
    Weston, CT
  • 03/2022 → Present
    Mai Capital Management Llc
    Madison, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-15
  • S66 Uniform Combined State Law Examination
    2010-11-15

View on SEC IAPD

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MARGARET OMARRA MARUZO
GLENN SIMON ZAVORSKAS
COLIN MICHAEL DUGAN

Other Offices

PRINCIPLE WEALTH · MADISON, CT
STIFEL, NICOLAUS & COMPANY, INCORPORATED · MADISON, CT
LPL FINANCIAL LLC · MADISON, CT
ACCRETIVE CAPITAL MANAGEMENT, LLC · MADISON, CT
ACADIAN VENTURES MANAGEMENT, LLC · MADISON, CT
MAI CAPITAL MANAGEMENT, LLC · Madison, CT
COMMONWEALTH FINANCIAL NETWORK · MADISON, CT
COMMONWEALTH FINANCIAL NETWORK · Madison, CT

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