Matthew Alan Rittenhouse

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2014-10-31
IN	RA	APPROVED	2014-10-28
TX	RA	APPROVED	2014-10-28

VI RA
APPROVED

Since 2014-10-31
IN RA
APPROVED

Since 2014-10-28
TX RA
APPROVED

Since 2014-10-28

Branch Locations

8888 Keystone Crossing Suite 200, Indianapolis, IN 46240-4610 • United States

Zionsville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Indianapolis	IN	10/2014	Present
City National Bank	Indianapolis	IN	05/2018	08/2021

10/2014 → Present

Rbc Capital Markets, Llc

Indianapolis, IN
05/2018 → 08/2021

City National Bank

Indianapolis, IN

Previous Registrations

2007-05-16 → 2014-10-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

Indianapolis, IN

Indianapolis, IN

Indianapolis, IN

Other Businesses

(1) RENTAL HOME; ADDRESS: 6118 ROXBURGH PL, NOBLESVILLE IN, 46062; BUSINESS DESCRIPTION: RENTING 2ND HOME; NOT INVESTMENT RELATED; START DATE: 11/01/2016; CAPACITY: OWNER-PASSIVE; DUTIES: LANDLORD; HOURS DEVOTED PER WEEK: LESS THAN 01; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-15

S66 Uniform Combined State Law Examination

2007-05-15

View on SEC IAPD