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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-09 |
| MD | RA | APPROVED | 2023-05-26 |
Branch Locations
6905 Rockledge Drive Suite 900, Bethesda, MD 20817 • United States
7709 Rydal Terrace, Derwood, MD 20855 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Bethesda | MD | 02/2022 | Present |
| New York Life Insurance Company | Bethesda | MD | 11/2021 | Present |
| Caines Consulting Group Llc | Derwood | MD | 01/2020 | 09/2021 |
| David T Caines Cpa | Brunswick | MD | 01/2020 | 09/2021 |
| Food And Drug Administration | White Oak | MD | 08/2010 | 01/2020 |
| Eagle Strategies Llc | Bethesda | MD | 05/2023 | Present |
| Northspire Wealth | Bethesda | MD | 07/2026 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products. Ash Brokerage; 888 S. Harrison St., Suite 900 Fort Wayne, IN 46802; Start Date 02/2024; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 4 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF NORTHSPIRE WEALTH FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (BETHESDA, MD); START DATE: 07/2026]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-09 |
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