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Quincy Vaughn Harden

Wells Fargo Clearing Services, LLC

Houston, TX

Spring, TX

The Woodlands, TX

CRD 5247184

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-11
  • TX RA
    APPROVED
    Since 2020-12-11

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

21314 Kuykendahl Rd, Spring, TX 77379 • United States

4880 W Panther Creek Dr, The Woodlands, TX 77381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jons St Louis MO 01/2014 12/2020
Wells Fargo Clearing Services, Llc Houston TX 12/2020 Present
Previous Registrations
  • 2014-04-29 → 2020-12-15
    Edward Jones
    Spring, TX
    Spring, TX
    St Louis, MO
    Spring, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-01
  • S66 Uniform Combined State Law Examination
    2014-03-01

View on SEC IAPD

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