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James Zach Compton

Stephens

Fayetteville, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-10
AR RA APPROVED 2011-12-19
  • TX RA
    APPROVED_RES
    Since 2014-04-10
  • AR RA
    APPROVED
    Since 2011-12-19

Branch Locations

3425 Futrall Drive Suite # 201, Fayetteville, AR 72703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Fayetteville AR 10/2006 03/2019
Stephens Inc. Fayetteville AR 03/2019 03/2025
Stephens Fayetteville AR 03/2025 Present
  • 10/2006 → 03/2019
    Stephens Inc.
    Fayetteville, AR
  • 03/2019 → 03/2025
    Stephens Inc.
    Fayetteville, AR
  • 03/2025 → Present
    Fayetteville, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-16
S63 Uniform Securities Agent State Law Examination 2007-09-28
  • S65 Uniform Investment Adviser Law Examination
    2011-12-16
  • S63 Uniform Securities Agent State Law Examination
    2007-09-28

View on SEC IAPD

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