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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-02-25 |
| ME | RA | APPROVED | 2025-02-21 |
| TX | RA | APPROVED_RES | 2025-02-20 |
Branch Locations
Cumberland Center, ME • United States
1155 Elm Street 6Th Floor, Manchester, NH 03101 • United States
Decamp Fincl Center 14 Country Club Rd, Gilford, NH 03246 • United States
1 Harbour Place Suite 125, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Portland | ME | 09/2014 | 02/2025 |
| Morgan Stanley | Portsmouth | NH | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-12 |
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