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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-07-22
  • MD RA
    APPROVED
    Since 2024-07-22

Branch Locations

Owings Mills, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 11/2023 12/2023
Cambridge Investment Research Inc. Fairfield IA 12/2023 Present
Christopher J. Seling And Associates, Inc. Bel Air MD 11/2017 Present
Steve Raitzyk, Accountant Owings Mills MD 07/2009 10/2017
Cambridge Investment Research Advisors Inc. Fairfield IA 07/2024 Present
  • 11/2023 → 12/2023
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 12/2023 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 11/2017 → Present
    Christopher J. Seling And Associates, Inc.
    Bel Air, MD
  • 07/2009 → 10/2017
    Steve Raitzyk, Accountant
    Owings Mills, MD
  • 07/2024 → Present
    Fairfield, IA
Other Businesses

1. RYAN RAITZYK, SOLE PROPRIETOR, 3714 BIRCHMERE CT, OWINGS MILLS MD 21117, 11/2023, OWNER, TAX SERVICES, NIR, 20 HR/MO, 12 HR/MO TRADING 2. CHRISTOPHER J SELING AND ASSOCIATES INC, 418 S MAIN ST BEL AIR MD 21014, 11/2023, TAX SERVICES EMPLOYEE, NIR, 320 HR/MO - 320 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 07/22/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-06
S63 Uniform Securities Agent State Law Examination 2007-05-22
  • S66 Uniform Combined State Law Examination
    2024-07-06
  • S63 Uniform Securities Agent State Law Examination
    2007-05-22
Other Names
  • Ryan Raitzyk
  • Ryan Scott Raitzyk
  • Ryan S Raitzyk

View on SEC IAPD

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