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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-03
VA RA APPROVED 2023-05-11
  • NC RA
    APPROVED
    Since 2025-03-03
  • VA RA
    APPROVED
    Since 2023-05-11

Branch Locations

Wilmington, NC • United States

112 Lexington Tpke, Amherst, VA 24521 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Amherst VA 12/2002 Present
Richard Buck Insurance Agency Amherst VA 01/2005 Present
State Farm Investment Management Corp Amherst VA 05/2023 Present
  • 12/2002 → Present
    State Farm Vp Management Corp.
    Amherst, VA
  • 01/2005 → Present
    Richard Buck Insurance Agency
    Amherst, VA
  • 05/2023 → Present
    Amherst, VA
Other Businesses

1) Richard Buck's Insurance Agency; Insurance Agency; Investment-related; 112 Lexington Tpke Ste 100 Amherst, VA 24521-2930; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2002; 80; 80; Service customers and supervise employees. 2) Buck-Foxx LLC; Investment- Related; 112 LEXINGTON TPKE STE 200 AMHERST, VA 24521; Investment or Commercial Property; Owner President; 02/12/2024; 1; 0; LLC ESTABLISHED FOR BUILDING THAT HAS AGENST AGENCY ON 1ST FLOOR AND A SEPERATE APARTMENT ON THE 2ND LEVEL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-08
S63 Uniform Securities Agent State Law Examination 2000-03-07
  • S65 Uniform Investment Adviser Law Examination
    2023-05-08
  • S63 Uniform Securities Agent State Law Examination
    2000-03-07

View on SEC IAPD

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