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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-03 |
Branch Locations
434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States
1534 East 6Th Street Suite 101 [Satellite], Brownsville, TX 78520 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Brownsville | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Brownsville | TX | 11/2016 | 03/2023 |
| Wells Fargo Advisors Financial Network, Llc | Brownsville | TX | 03/2023 | Present |
RENTAL PROPERTY, INV RELATED, BROWNSVILLE, TX, 100% OWNERSHIP WITH SPOUSE, START: 9/15/2015, 0 HOURS, NO DUTIES. RENTAL PROPERTY, INVT RELATED, BROWNSVILLE, TX, 100% OWNERSHIP WITH SPOUSE, START DATE 7/15/2019, 0 HRS PER MONTH AND 0 DURING TRADING. NO DUTIES RENTAL PROPERTY, INV RELATED, BROWNSVILLE, TX, 50% OWNER, START: 1/1/2014, 0 HOURS, NO DUTIES. -RENTAL PROPERTY, INV RELATED, BROWNSVILLE, TX, 50% OWNER, START: 2/1/2014, 0 HOURS, NO DUTIES. BALLI MANAGEMENT GROUP LLC, NOT INV RELATED, BROWNSVILLE, TX, 100% OWNERSHIP BY SPOUSE, START 3/6/2015, ZERO HOURS PER MONTH, ZERO DURING TRADING, CHECK WRITING PRIVILEGES. BALLI WEALTH MANAGEMENT GROUP, LLC, INVT RELATED, BROWNSVILLE, TX, 100% OWNERSHIP, START DATE 2/1/2023, 0 HRS PER MONTH, 0 HRS DURING TRADING, FINET. FERNANDO R. BALLI DBA BALLI GROUP OF COMPANIE, NOT INVT RELATED, BROWNSVILLE,TX,100% OWNERSHIP BY SPOUSE, START DATE 1/1/2019, 0 HRS PER MONTH,0 HRS DURING TRADING,CHECK SIGNER ON HUSBANDS CONSTRUCTION REAL ESTATE BUSINESS. BALLI PROPERTY GROUP LLC, INV RELATED, BROWNSVILLE, TX, 100% OWNERSHIP WITH SPOUSE, START 8/1/24, 1 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY HOLDER;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-27 |
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