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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-03
  • TX RA
    APPROVED
    Since 2023-03-03

Branch Locations

434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States

1534 East 6Th Street Suite 101 [Satellite], Brownsville, TX 78520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Brownsville TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Brownsville TX 11/2016 03/2023
Wells Fargo Advisors Financial Network, Llc Brownsville TX 03/2023 Present
Previous Registrations
  • 2008-01-01 → 2023-03-03
    Palm Valley, TX
    Brownsville, TX
  • 2007-04-30 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Brownsville, TX
    St. Louis, MO
Other Businesses

RENTAL PROPERTY, INV RELATED, BROWNSVILLE, TX, 100% OWNERSHIP WITH SPOUSE, START: 9/15/2015, 0 HOURS, NO DUTIES. RENTAL PROPERTY, INVT RELATED, BROWNSVILLE, TX, 100% OWNERSHIP WITH SPOUSE, START DATE 7/15/2019, 0 HRS PER MONTH AND 0 DURING TRADING. NO DUTIES RENTAL PROPERTY, INV RELATED, BROWNSVILLE, TX, 50% OWNER, START: 1/1/2014, 0 HOURS, NO DUTIES. -RENTAL PROPERTY, INV RELATED, BROWNSVILLE, TX, 50% OWNER, START: 2/1/2014, 0 HOURS, NO DUTIES. BALLI MANAGEMENT GROUP LLC, NOT INV RELATED, BROWNSVILLE, TX, 100% OWNERSHIP BY SPOUSE, START 3/6/2015, ZERO HOURS PER MONTH, ZERO DURING TRADING, CHECK WRITING PRIVILEGES. BALLI WEALTH MANAGEMENT GROUP, LLC, INVT RELATED, BROWNSVILLE, TX, 100% OWNERSHIP, START DATE 2/1/2023, 0 HRS PER MONTH, 0 HRS DURING TRADING, FINET. FERNANDO R. BALLI DBA BALLI GROUP OF COMPANIE, NOT INVT RELATED, BROWNSVILLE,TX,100% OWNERSHIP BY SPOUSE, START DATE 1/1/2019, 0 HRS PER MONTH,0 HRS DURING TRADING,CHECK SIGNER ON HUSBANDS CONSTRUCTION REAL ESTATE BUSINESS. BALLI PROPERTY GROUP LLC, INV RELATED, BROWNSVILLE, TX, 100% OWNERSHIP WITH SPOUSE, START 8/1/24, 1 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY HOLDER;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-27
  • S66 Uniform Combined State Law Examination
    2007-04-27
Other Names
  • Elsa Tatiana Chapa
  • Elsa Tatiana Balli

View on SEC IAPD

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