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8350 N. Central Expressway Suite 1800, Dallas, TX 75206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-11-09 |
Branch Locations
8350 N. Central Expressway Suite 1800, Dallas, TX 75206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lee Financial Corporation | Dallas | TX | 07/2011 | Present |
Contract musician - occasionally receives compensation for playing guitar at church services. Recording musician - recording original music for licensing. Outside activities are not investment related, not conducted during business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-27 |
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