Eric Mathews Smith

Employer firm

Lee Financial Company, LLC CRD 105910

$1.68B regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Lee Financial Corporation
  Dallas, TX

Other Businesses

Contract musician - occasionally receives compensation for playing guitar at church services. Recording musician - recording original music for licensing. Outside activities are not investment related, not conducted during business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-11-08
• S63 Uniform Securities Agent State Law Examination
  2007-02-27

Other Names

• Eric M Smith