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Amy Nicole Bettles

LPl Financial LLC

Kearney, NE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-01
NE RA APPROVED 2024-05-22
  • TX RA
    APPROVED
    Since 2026-04-01
  • NE RA
    APPROVED
    Since 2024-05-22

Branch Locations

5402 N Avenue, Kearney, NE 68847 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Kearney NE 04/2014 10/2022
Amy Bettles - Insurance Kearney NE 04/2014 10/2022
Lpl Financial Llc Kearney NE 10/2022 Present
  • 04/2014 → 10/2022
    Securities America Inc
    Kearney, NE
  • 04/2014 → 10/2022
    Amy Bettles - Insurance
    Kearney, NE
  • 10/2022 → Present
    Kearney, NE
Other Businesses

1.08/17/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Barney Financial Services; Investment Related; at Reported Business Location(s); Start Date 01/01/2020; 160hrs/mth; 8hrs during trading 2.08/17/2023; Amy Bettles; Notary; Investment Related; 5508 N Avenue Kearney,NE; Start Date 07/14/2020; 1hrs/mth; .5hrs during trading 3.07/28/2026; Barney Financial Services; Non-Variable Insurance; Not Investment Related; at Reported Business Location(s); Start Date 08/01/2026; 10hrs/mth; 10hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-21
  • S66 Uniform Combined State Law Examination
    2024-05-21
Other Names
  • Amy Drake
  • Amy Nicole Drake

View on SEC IAPD

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