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Evelyn Garcia

J.P. Morgan Securities LLC

Tempe, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-05
AZ RA APPROVED 2024-06-28
  • TX RA
    APPROVED
    Since 2024-07-05
  • AZ RA
    APPROVED
    Since 2024-06-28

Branch Locations

150 W University Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 10/2006 05/2024
J.P. Morgan Securities Llc Tempe AZ 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2008-12-08
  • S65 Uniform Investment Adviser Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2008-12-08
Other Names
  • Evelyn Georgegina Rodriguez
  • Evelyn Georgegina Garcia

View on SEC IAPD

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