Tricia Jean Tompkins

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-12-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors Llc	Hershey	PA	04/2007	09/2019
Raymond James Financial Services, Inc	Harrisburg	PA	09/2019	09/2022
Raymond James Financial Services Advisors, Inc	Harrisburg	PA	09/2019	09/2022
Fulton Financial	Harrisburg	PA	09/2019	10/2020
Fulton Bank	Harrisburg	PA	10/2019	10/2020
Fulton Bank	Harrisburg	PA	10/2019	10/2020
Fulton Financial Advisors	Harrisburg	PA	10/2020	10/2020
Empower Financial Services, Inc	Greenwood Village	CO	09/2022	Present
Empower Advisory Group, Llc	Greenwood Village	CO	12/2023	Present

04/2007 → 09/2019

Wells Fargo Advisors Llc

Hershey, PA
09/2019 → 09/2022

Raymond James Financial Services, Inc

Harrisburg, PA
09/2019 → 09/2022

Raymond James Financial Services Advisors, Inc

Harrisburg, PA
09/2019 → 10/2020

Fulton Financial

Harrisburg, PA
10/2019 → 10/2020

Fulton Bank

Harrisburg, PA
10/2019 → 10/2020

Fulton Bank

Harrisburg, PA
10/2020 → 10/2020

Fulton Financial Advisors

Harrisburg, PA
09/2022 → Present

Empower Financial Services, Inc

Greenwood Village, CO
12/2023 → Present

Empower Advisory Group, Llc

Greenwood Village, CO

2019-09-20 → 2022-09-29

Raymond James Financial Services Advisors, Inc

Harrisburg, PA
2007-04-20 → 2019-09-25

Wells Fargo Clearing Services, Llc

Harrisburg, PA

Lebanon, PA

Wyomissing, PA

Hershey, PA

Mount Joy, PA

Elizabethtown, PA

Palmyra, PA

Lancaster, PA

Middletown, PA
2004-01-01 → 2005-08-29

Pnc Wealth Management Llc

Mechanicsburg, PA
2003-05-23 → 2004-01-01

J.J.B. Hilliard, W.L. Lyons, Llc

Mechanicsburg, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-05-01