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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-21
  • TX RA
    APPROVED
    Since 2022-08-21

Branch Locations

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Houston TX 10/2006 09/2020
Unemployed San Antonio TX 09/2020 08/2022
Capital Group / American Funds Distributors, Inc. San Antonio TX 08/2022 Present
Sunsetter Llc San Antonio TX 11/2023 Present
Sunsetter Property Management Llc San Antonio TX 11/2023 Present
  • 10/2006 → 09/2020
    Invesco
    Houston, TX
  • 09/2020 → 08/2022
    Unemployed
    San Antonio, TX
  • 08/2022 → Present
    Capital Group / American Funds Distributors, Inc.
    San Antonio, TX
  • 11/2023 → Present
    Sunsetter Llc
    San Antonio, TX
  • 11/2023 → Present
    Sunsetter Property Management Llc
    San Antonio, TX
Previous Registrations
Other Businesses

1) SUNSETTER LLC POSITION: Owner NATURE: I am acquiring a mobile home park in Mission, TX. I will have an onsite manger that manages the park. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2023 ADDRESS: San Antonio TX 78255, United States DESCRIPTION: Reviewing rent roll and monthly rent payments received. Minimal responsibilities due to onsite manager and outside accounting. 2) SUNSETTER PROPERTY MANAGEMENT LLC POSITION: Owner NATURE: This entity will be established to pay the mobile home park manager for Sunsetter LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2023 ADDRESS: San Antonio TX 78255, United States DESCRIPTION: This LLC will be created to pay the mobile home park manager for Sunsetter LLC. No additional duties or responsibilities will be required.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-03
  • S66 Uniform Combined State Law Examination
    2013-05-03
Other Names
  • Dayne Goss

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