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Nick Robert Roossien

9823 Capital, LP

Dallas, TX

Precept Management, LLC

Dallas, TX

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Current Employers
9823 Capital, Lp

2323 Cedar Springs Road Suite 320, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-06
  • TX RA
    APPROVED
    Since 2023-01-06

Branch Locations

2323 Cedar Springs Road Suite 320, Dallas, TX 75201 • United States

Precept Management, Llc

2323 Cedar Springs Road Suite 320, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-04-10
  • TX RA
    APPROVED
    Since 2007-04-10

Branch Locations

200 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Precept Management, Llc Dallas TX 10/2006 Present
White Star Capital, Lp Dallas TX 11/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-04
  • S65 Uniform Investment Adviser Law Examination
    2006-12-04

View on SEC IAPD

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