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Thomas Allen Herbert

Retirement Resources Wealth Management, LP

El Paso, TX

CRD 5245636

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Employer firm

Retirement Resources Wealth Management, LP CRD 142428

$49.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Retirement Resources Wealth Management, Lp

7362 Remcon Cir, El Paso, TX 79912-1623 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-13
  • TX RA
    APPROVED
    Since 2011-01-13

Branch Locations

7362 Remcon Cir, El Paso, TX 79912-1623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Resources Wealth Management, Lp El Paso TX 10/2004 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-15
  • S65 Uniform Investment Adviser Law Examination
    2007-09-15

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
RAYMOND JAMES & ASSOCIATES, INC.

Nearby Investors

JESUS CASTELLANOS
RICHARD JOENS
Divia Correa

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EL PASO, TX
OSAIC WEALTH, INC. · EL PASO, TX
RAYMOND JAMES & ASSOCIATES, INC. · EL PASO, TX

More in El Paso, TX

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