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Thomas Allen Herbert

Retirement Resources Wealth Management, LP

El Paso, TX

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Current Employers
Retirement Resources Wealth Management, Lp

7362 Remcon Cir, El Paso, TX 79912-1623 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-13
  • TX RA
    APPROVED
    Since 2011-01-13

Branch Locations

7362 Remcon Cir, El Paso, TX 79912-1623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Resources Wealth Management, Lp El Paso TX 10/2004 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-15
  • S65 Uniform Investment Adviser Law Examination
    2007-09-15

View on SEC IAPD

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INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EL PASO, TX
OSAIC WEALTH, INC. · EL PASO, TX
RAYMOND JAMES & ASSOCIATES, INC. · EL PASO, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL PASO, TX
PARK AVENUE SECURITIES LLC · EL PASO, TX
LPL FINANCIAL LLC · EL PASO, TX
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · EL PASO, TX
CETERA INVESTMENT ADVISERS LLC · EL PASO, TX

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