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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-07-20 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
Concord, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors.COm | Salt Lake City | UT | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | 02/2020 |
| Principal Life Insurance Co | Charlotte | NC | 03/2020 | Present |
| Principal Securities Inc | Charlotte | NC | 04/2020 | Present |
***Rental Property; Not Investment Related; Concord, NC; Owner; rental property, managed by property management company; Start Date: 11/01/2020; 1 hrs per month; 0 during trading hours. **ALYSHA HUMBER POSITION: Linsbury Rental NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 4022 Linsbury Ct, charlotte NC 28213, United States DESCRIPTION: This is a rental property. A property manager will be handling any daily responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-21 |
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