Michael Clement Frazier

Current Employers

Employment History

• 10/2012 → 02/2017
  City National Bank
  Beverly Hills, CA
• 02/2017 → 05/2017
  Adviceperiod, Llc
  Los Angeles, CA
• 05/2017 → 02/2022
  City National Bank
  Beverly Hills, CA
• 02/2022 → 02/2024
  Bny Mellon Wealth Management
  Los Angeles, CA
• 02/2024 → 10/2024
  Period Of Unemployment
  Los Angeles, CA
• 11/2024 → Present
  Lpl Financial Llc
  Los Angeles, CA

Previous Registrations

• 2020-11-30 → 2022-03-21
  Rbc Securities, Inc
  Los Angeles, CA
  Beverly Hills, CA

Other Businesses

1) 11/2024 - California Financial Partners, Inc / DBA for LPL Business (entity for LPL business) / Inv. Related / Glendale, CA 91203 / Start date 11/01/2024 - 5 Hrs per month - 100% Time Spent 2) 11/11/2024 - California Financial Partners, Inc. - Registered Investment Advisor - Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/1/2024 - 5 Hours Per Month/ 1 Hour During Trading - I provide financial planning and consulting services through California Financial Partners, Inc. an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-02-06
• S66 Uniform Combined State Law Examination
  2025-01-13