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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-04-25 |
| IA | RA | APPROVED | 2017-01-20 |
Branch Locations
604 Clay Street Suite 100, Cedar Falls, IA 50613 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Cedar Falls | IA | 03/2007 | Present |
| Park Ave Securities | Cedar Falls | IA | 03/2007 | Present |
1. CV Commercial, LLC , Start: 07-10-2012, Address: 2202 College St Cedar Falls, IA 50613, 8 non bus hrs per month, Investment related, 2. CV Properties II, LLC, Start: 05/18/2010, Address: 604 Clay St Cedar Falls IA 50613, 10 non bus hrs per month, Investment related, 3. CV Properties III, LLC, Start: 07-10-2012, Address: 604 Clay St, IA 50613, Hrs per month - Tot/Bus: 10/2, Investment related, 4. CV Properties, LLC, Start: 09/14/2009, Address: 604 Clay St Cedar Falls, IA 50613, 10 non bus hrs per month, Investment related, 5. RBR Holdings II, LLC, Start: 12/31/2013, Address: 604 Clays St Cedar Falls, IA 50613, 5 total hours per month; 0 during securities trading hours, Investment related, No annual compensation, 6. Health Insurance Services, Start: 10/01/2014, Address: 1704 State St Cedar Falls, IA 50613, 5 bus hrs per month, Investment Related, 7. INSURANCE SERVICES, Start: 05-31-2011, Address: 604 Clay St Cedar Falls, IA 50613, 3 bis hrs per month, Investment Related, 8. CV Commercial 2, LLC, Start: 10/01/2017, Address: 604 Clay St Ste 200 Cedar Falls, IA 50613, 0 hrs per month, Investment related, 9) Board Member of College Hill Partnership, Start: 05/01/2021, Address: 2304 College St Cedar Falls, IA 50613, 3 total hours per month; 1 during securities trading hours, Not Investment related, No annual compensation, 10) CV Commercial 4, LLC, Start Date: 8/1/2024, Address: 2110 College St., Cedar Falls, IA 50613, 1 total hours per month; 1 during securities trading hours, Investment related, No annual compensation, 11) DK Management, LLC, Start Date: 4/1/2025, Address: 616 Clay St. Cedar Falls, IA 50613, 0 total hours per month; 0 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-19 |
| S66 | Uniform Combined State Law Examination | 2006-12-15 |
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