John James Leonard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 05/2024
  Northwestern Mutual Investment Services, Llc
  Mendota Heights, MN
• 11/2014 → 05/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2016 → 05/2024
  Bradley Vick
  Mendota Heights, MN
• 05/2024 → Present
  Lpl Financial Llc
  Stillwater, MN

Other Businesses

1) 05/2024 - ST. CROIX STRATEGIES / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 160 Hrs per month - 100% Time Spent 2) 05/2024 - Notary / Inv. Related / Start date 05/17/2024 - 1 Hrs per month - 1% Time Spent 3) 05/2024 - Highland Capital Brokerage / Hallett / Non-Variable Insurance / Inv. Related / Minneapolis, MN / Start date 05/17/2024 - 1 Hrs per month - 1% Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-06-24
• S66 Uniform Combined State Law Examination
  2008-09-25